Related Issuers
Harness investment management disclosure
Canadian securities laws require securities dealers and advisors to provide to clients certain disclosures when they trade in or advise with respect to their own securities or the securities of other issues with which they are related or connected. These rules require dealers and advisers to inform clients of the relevant relationship and connections with the issuer of securities prior to trading with or advising their clients.
Harness Investment Management Inc. is registered as a portfolio manager across Canada. As such, Harness provides asset management services to its clients in accordance with the stated investment objectives, policies, and goals of the clients. In performing its services, Harness may from time to time invest a client’s assets in securities of a related or connected issuer. In completing these trades, it is the duty and policy to deal fairly, honestly and in good faith with its clients.
A person or company is a “related issuer” of another person or company if:
The person is an “influential security holder” of the other person or company,
The other person or company is an “influential security holder” of the person or company, or
Each of them is a related issuer of the same third person
An “influential security holder” controls more than 20% of an issuer either alone or with others.
A “connected issuer” is one that has a connection to a person or company through common shareowners, directors or officers.
Harness would be considered a “connected issuer” to Purpose Investments Inc. (“Purpose”) and Purpose Investment Partners (“PIP”) since the two companies, respectively, have certain shareholders that would be considered “influential security holders” of each entity.
The following are considered our related issuers under Canadian securities laws (collectively the “Purpose Funds”)
Purpose Mutual Funds: Purpose acts as investment fund manager and portfolio manager of these mutual funds/investment vehicles established as trusts or corporations under Ontario Laws.
Purpose Exchange Traded Funds: Purpose acts as investment fund manager and portfolio manager of these investment funds established as trusts or corporations under Ontario Laws the securities of which are listed on the TSX.
PIP Mutual Funds: PIP acts as investment fund manager and portfolio manager of these mutual funds established as trusts or corporations under Ontario Laws.
Steadyhand Investment Funds Inc. (“SIFI”) is registered as a Mutual Fund Dealer (Canadian Investment Regulatory Organization (“CIRO”) in Canada. SIFI focuses on the distribution and sale of mutual fund units to investors. SIFI is part of the of the corporate group of Purpose Unlimited Inc., which also includes Harness’s service provider Advisor Solutions by Purpose.
Related and Connected Issuers
The following is a list of related and/or connected issuers known to Harness. All of the following are related and/or connected issuers solely because of our relationship with the Corporate Issuer.
Corporate Issuers:
Purpose Unlimited Inc.
Investment Funds:
Purpose Core Dividend Fund
Purpose Tactical Hedged Equity Fund
Purpose Monthly Income Fund
Purpose Total Return Bond Fund
Purpose Best Ideas Fund
Purpose Real Estate Income Fund
StoneCastle Equity Growth Fund
StoneCastle Income Growth Fund
Purpose Tactical Asset Allocation Fund
Purpose Core Equity Income Fund
Purpose Canadian Preferred Share Fund
Purpose Cash Management Fund
Foundation Wealth Equity Pool
Foundation Wealth Income Pool
Foundation Wealth Diversifier Pool
Purpose USD Cash Management Fund
Purpose Silver Bullion Fund
Purpose Strategic Yield Fund
Purpose Multi-Asset Income Fund
Purpose Enhanced Premium Yield Fund
Purpose Global Resource Fund
Purpose Special Opportunities Fund
Purpose Global Bond Class
Purpose Global Innovators Fund
Purpose Structured Equity Yield Fund
Longevity Pension Fund
Purpose Ether Staking Corp. ETF
Purpose Diversified Real Asset Fund
Purpose Structured Equity Yield Plus Fund
Purpose Multi-Strategy Market Neutral Fund
Purpose Credit Opportunities Fund
Purpose Select Equity Fund
Purpose Bitcoin Yield ETF
Purpose Ether Yield ETF
Purpose Bitcoin ETF
Purpose Ether ETF
Purpose Structured Equity Growth Fund
Purpose Global Flexible Credit Fund
MLD Core Fund
PK Core Fund
Purpose Gold Bullion Fund
Purpose High Interest Savings Fund
Purpose International Dividend Fund
Purpose Global Bond Fund
Purpose US Cash Fund
Purpose Emerging Markets Dividend Fund
Purpose U.S. Preferred Share Fund
Purpose Active Conservative Fund
Purpose Active Balanced Fund
Purpose Active Growth Fund
Purpose International Tactical Hedged Equity Fund
Purpose Premium Money Market Fund
Purpose Canadian Financial Income Fund
Purpose Conservative Income Fund
Purpose Premium Yield Fund
Purpose Enhanced Dividend Fund
Purpose Tactical Thematic Fund
AMD (AMD) Yield Shares Purpose ETF
META (META) Yield Shares Purpose ETF
Apple (AAPL) Yield Shares Purpose ETF
Amazon (AMZN) Yield Shares Purpose ETF
Tesla (TSLA) Yield Shares Purpose ETF
Berkshire Hathaway (BRK) Yield Shares Purpose ETF
Alphabet (GOOGL) Yield Shares Purpose ETF
Microsoft (MSFT) Yield Shares Purpose ETF
NVIDIA (NVDA) Yield Shares Purpose ETF
Broadcom (AVGO) Yield Shares Purpose ETF
Coinbase (COIN) Yield Shares Purpose ETF
Costco (COST) Yield Shares Purpose ETF
Netflix (NFLX) Yield Shares Purpose ETF
Palantir (PLTR) Yield Shares Purpose ETF
Tech Innovators Yield Shares Purpose ETF
UnitedHealth Group (UNH) Yield Shares Purpose ETF
Purpose Solana ETF
Absolute Income Fund
Purpose In-Kind Exchange Fund
Purpose Specialty Lending Fund
Purpose Specialty Lending Trust
Sabius Private Institutional Mandate
Purpose Bluerock Private Real Estate Fund
Purpose Apollo Private Credit Fund
Purpose Balanced Pool Fund
Purpose Active Balanced Fund
Purpose Active Growth Fund
Purpose Active Conservative Fund
Purpose Multi-Asset Custom Fund
Purpose Multi-Asset Custom Fund I
Purpose REVL Family Fund
Purpose Pantheon Private Equity Fund
Purpose Mezzanine Private Debt Fund LP
Purpose Mezzanine Private Debt Trust
West Oak Family Office Corporate Investment Pool
Steadyhand Savings Fund
Steadyhand Income Fund
Steadyhand Founders Fund
Steadyhand Builders Fund
Steadyhand Equity Fund
Steadyhand Global Equity Fund
Steadyhand Small-Cap Equity Fund
Steadyhand Global Small-Cap Equity Fund